职位描述
Job Title: WB Compliance VP
Function: Compliance
Job Location: Shanghai, HQ
Report to:Head of WB Compliance
Main Responsibilities
•Apply the provision of Compliance advisory, training, review, etc.
•Review regulatory reports submitted by Wholesale Functions to local regulators. Act as coordinator when such reports require review by other HQ stakeholders.
•Monitor the Compliance review & testing program execute at Wholesale Banking. Review and analyze effectiveness of the program. Act as coordinator when changes are necessitated.
•Provide training to Bank staff from compliance perspective
•Keep good relationship with Regulator
•Develop and provide training to team member and improve their qualification on Compliance
Job Requirements
•Bachelor degree in economics or law related
•Minimum 8 years relevant working experience in banking, familiar with Wholesale banking products
•Solid knowledge of compliance in banking industry
•Fluent in both written and spoken English
企业介绍
About United Overseas Bank (China) Limited
大华银行(中国)有限公司(大华银行(中国))是亚洲银行业翘楚——大华银行有限公司(大华银行)的在华全资子公司,拥有中国本地法人银行资格。
大华银行(中国)于2007年12月18日注册成立,注册资本金30亿元人民币,总部设在上海。
大华银行(中国)于2008年1月2日正式对外开业,通过稳健经营、健康发展,目前,已在中国的主要城市拥有十多家分支机构。
大华银行在中国的发展已有超过25年的历史。早在1984年,大华银行便在北京开设了第一间办事处。2006年,大华银行是第一家获批为客户处理资本账目的东南亚银行。2008年,大华银行(中国)获得了人民币零售业务牌照;2011年获得了上海黄金交易所授予的在华黄金交易会员资格;2012年11月,大华银行(中国)获得合格境内投资者(QDII)资格,12月,又获得了银行间黄金询价资格,成为首批获得此项资格的四家外资银行之一。这些都进一步扩展了大华银行在中国的业务。
目前,大华银行(中国)的综合财务实力信用等级被中诚信国际信用评级有限责任公司评为AAA级,评级展望为稳定。